Mr. Kaiser Wan

Executive Director of Lego Corporate Finance Limited
Responsible Officer of Lego Corporate Finance Limited

kaiser.wan@legogroup.hk

D: +852 2128 9435

F: +852 2123 1746

Mr. Wan is an executive director and Responsible Officer of Lego Corporate Finance Limited for Type 6 (advising on corporate finance) regulated activity under the SFO. He is also one of the sponsor principals of Lego Corporate Finance Limited. Mr. Wan has over 10 years of experience in investment banking, auditing and internal control.

Prior to joining Lego, Mr. Wan was the assistant vice president of BOCOM International (Asia) Limited where he completed various corporate finance projects. Previously, Mr. Wan spent approximately 4 years with Quam Capital Limited, and completed various initial public offer projects and corporate finance advisory transactions.

Before that, Mr. Wan had also worked in Big 4 accounting firm.

Mr. Wan graduated from the Hong Kong University of Science and Technology with a Bachelor’s Degree in Business Administration (Finance). He is also a member, and an authorised supervisor of the Hong Kong Institute of Certified Public Accountants (HKICPA).

Below are the selected track records of deals handled/ completed by Kaiser:

IPO SPONSORSHIP
  • Best Mart 360 Holdings Limited (stock code: 2360)
  • Sichuan Energy Investment Development Co., Ltd. (H shares) (stock code: 1713)
  • Takbo Group Holdings Limited (stock code: 8436)
  • Shandong International Trust Co., Ltd.(H shares) (stock code: 1697)
  • Bank of Zhengzhou Co., Ltd.(H shares) (stock code: 6196)
  • Hengtou Securities (H shares) (stock code: 1476)
  • NNK Group Limited (stock code: 3773)
  • ELL Environmental Holdings Limited (stock code: 1395)
  • China Binary New Fintech Group (stock code: 8255)
  • Juda International Holdings Limited (stock code: 1329)
FINANCIAL ADVISORY AND INDEPENDENT FINANCIAL ADVISORY

In relation to takeovers of listed companies/whitewash waiver:

  • Anxian Yuan China Holdings Limited (stock code: 922)
  • KEE Holdings Company Limited (stock code: 2011)
  • New Western Group Limited (stock code: 8242)
  • TSC Group Holdings Limited (stock code: 206)
  • Tic Tac International Holdings Company Limited (stock code: 1470)
  • Kenford Group Holdings Limited (stock code: 464)
  • Kai Shi China Holdings Company Limited (stock code: 1281)
  • Allied Cement Holdings Limited (stock code: 1312)
  • New Environmental Energy Holdings Limited (stock code: 3989)
  • Excel Technology International Holdings Limited (stock code: 8048)

In relation to debt restructuring/resumption/privatisation:

  • Shanxi Changcheng Microlight Equipment Co., Limited (stock code: 8286)
  • Bank of Communications Co., Ltd. (stock code: 3328)
  • Magic Holdings International Limited (stock code: 1633)