Mr. JOSHUA LIU

Executive director of LFG Investment Holdings Limited
Managing director of Lego Corporate Finance Limited

joshua.liu@legogroup.hk

D: +852 2128 9498

F: +852 2123 1746

Mr. Liu is an executive director of LFG Investment Holdings Limited and a managing director of Lego Corporate Finance Limited. Mr. Liu has acted as a Responsible Officer of Lego Corporate Finance Limited for Type 6 (advising on corporate finance) regulated activity under the SFO and is one of the sponsor principals of Lego Corporate Finance Limited. Mr. Liu is mainly responsible for the overall management of our Group and supervision and management of our corporate finance advisory business.

Mr. Liu has accumulated over 20 years of experience in the securities and investment banking industries. Prior to joining our Group, he had gained corporate finance advisory experience from various licensed corporations. He worked at Quam Capital Limited (now known as China Tonghai Capital Limited) (“Quam Capital”) from February 2009 to January 2016 and his last position was a director of financial advisory department and a Responsible Officer of Quam Capital for Type 6 (advising on corporate finance) regulated activity. Prior to that, he had worked at Optima Capital Limited from April 2005 to January 2009 with his last position as an associate director, South China Finance and Management Limited from May 2004 to March 2005 with his last position as an assistant manager, Hooray Capital Limited from September 2001 to May 2004 with his last position as an assistant manager; and Pacific Challenge Capital Limited from August 2000 to September 2001 as a corporate finance executive. Prior to that, he had worked at Emperor Securities Limited from July 1997 to March 2000 with his last position as a project officer, during which he worked in the settlement department.

Mr. Liu obtained a bachelor’s degree in business administration (major in management information systems) from the Hong Kong Baptist University in December 1997.

Below are the selected track records of deals completed by Joshua:

IPO SPONSORSHIP
  • Best Mart 360 Holdings Limited (stock code: 2360)
  • K Group Holdings Limited (stock code: 8475)
  • Zioncom Holdings Limited (stock code: 8287)
  • Wan Cheng Metal Packaging Company Limited (stock code: 8291)
  • BCI Group Holdings Limited (stock code: 8412)
  • On Real International Holdings Limited (stock code: 8245)
  • Tic Tac International Holdings Company Limited (stock code: 1470)
  • Hanbo Enterprises Holdings Limited (stock code: 1367)
  • Gayety Holdings Limited (stock code: 8179)
FINANCIAL ADVISORY AND INDEPENDENT FINANCIAL ADVISORY

In relation to takeovers of listed companies/whitewash waiver:

  • Champsword Limited
  • Henry Group Holdings Limited (Stock Code: 859)
  • Tic Tac International Holdings Company Limited (stock code: 1470)
  • Kenford Group Holdings Limited (stock code: 464)
  • Grand Investment International Limited (stock code: 1160)
  • Hanbo Enterprises Holdings Ltd (stock code: 1367)
  • China Smarter Energy Group Holdings Limited (stock code: 1004)
  • Jiwa Bio-Pharm Holdings Limited (stock code: 2327)
  • Shenzhen High-Tech Holdings Limited (stock code: 106)
  • Excel Technology International Holdings Limited (stock code: 8048)
  • Kwang Sung Electronics H.K. Co. Limited (stock code: 2310)
  • JF Household Furnishings Limited (stock code: 776)
  • K.P.I. Company Limited (stock code: 605)
  • Flex System Holdings Limited (stock code: 8050)
  • New Capital International Investment Limited (stock code: 1062)
  • Ngai Lik Industries Holdings Limited (stock code: 332)
  • Tonic Industries Holdings Limited (stock code: 978)
  • Sonavox International Holdings Limited (stock code: 8226)
  • Termbray Industries International (Holdings) Limited (stock code: 93)
  • Same Time Holdings Limited (stock code: 451)
  • Shanghai Zendai Property Limited (stock code: 755)
  • Emperor International Holdings Limited (stock code: 163)

In relation to debt restructuring/resumption/privatisation:

  • Boshiwa International Holdings Limited (stock code: 1698)
  • Hanergy Thin Film Power Group Limited (stock code: 566)
  • China Agrotech Holdings Limited (stock code: 1073)
  • Nickel Resources International Holdings Company Ltd. (stock code: 2889)
  • China Lumena New Materials Corp. (stock code: 67)
  • Titan Petrochemicals Group Limited (stock code: 1192)
  • Norstar Founders Group Limited (stock code: 2339)
  • Little Sheep Group Limited (stock code: 968)
  • Creative Energy Solutions Holdings Limited (stock code: 8109)
  • China Oil Gangran Energy Group Holdings Limited (stock code: 8132)