Mr. Kelvin Li

Director of Lego Securities Limited

Responsible Officer of Lego Securities Limited

kelvin.li@legosecurities.hk

D: +852 3188 8055

F: +852 3188 8013

Mr. Li is a director of Lego Securities Limited and a Responsible Officer of Lego Securities Limited for Type 1 (dealing in securities) regulated activity under the SFO since 19 January 2017 and a Responsible Officer of Lego Asset Management Limited for Type 4 (advising on securities) and Type 9 (asset management) regulated activities under the SFO since 13 July 2020. Mr. Li is mainly responsible for managing the daily operations of the underwriting and securities businesses of our Group.

Mr. Li has approximately ten years of experience in the securities and futures industry, during which he was responsible for dealing in and advising on securities and futures. Prior to joining our Group, he worked at Brilliant Norton Securities Company Limited from October 2015 to January 2017 and his last position was a Responsible Officer for Type 1 (dealing in securities) and Type 4 (advising on securities) regulated activities. Prior to that, he spent approximately 5 years at Phillip Securities (Hong Kong) Limited and Haitong International Securities Company Limited.

Mr. Li obtained a bachelor’s degree in social policy and administration from The Hong Kong Polytechnic University.